ACA Group is the leading #governance, #risk, and #compliance (#GRC) advisor in financial services.

U.S., UK, Europe, Asia, UAE
Joined January 2013
Critical PHP vulnerabilities could expose web-facing systems to remote code execution. Our latest alert outlines key steps to identify affected systems, apply patches, and assess potential exposure. Read the alert: hubs.ly/Q04C2Hn10
1
28
The conversations that move our industry forward are better when we're together. Registration is now open for the 2027 ACA Conference, taking place April 14–16 in Orlando, Florida. 🔗hubs.ly/Q04BZ7rw0 #ACAConference #Compliance #FinancialServices #ComplianceLeadership
15
The FCA found material weaknesses in the surveillance arrangements of all seven firms it recently reviewed. Read the key lessons for alert calibration, STOR decisions, testing, and governance: hubs.ly/Q04BPQrB0–transactio…
24
You know who has the keys to your systems. But who else might have a copy? 🔑 This #CybersecurityAwarenessMonth, uncover the hidden risks of third-party AI use and learn how to strengthen oversight. Watch ACA’s webcast: hubs.ly/Q04BMKFv0
18
Don’t let cyber risk haunt your firm. Join ACA for a chilling look at 2026’s scariest cyber breaches, the control gaps behind them, and practical steps to strengthen resilience. October 29, 2026 | 11:00 a.m.-12:00 p.m. ET Protect your firm: hubs.ly/Q04BskdW0
1
31
When should your RIA update Form ADV? Our practical materiality framework helps RIAs assess changes to strategies, fees, leadership, conflicts, Form CRS, and client disclosures. Read the blog: hubs.ly/Q04BlkGW0
24
Cyber risks uncovered after closing can turn a promising deal into a costly surprise. This #CybersecurityAwarenessMonth, start assessing your cyber exposure before an acquisition and better manage risks throughout the investment lifecycle: hubs.ly/Q04BbcN40
1
32
Expanding into the UAE? Join our webcast for practical guidance on DIFC, ADGM, onshore, and free zone pathways, and the changing considerations for technology-led and virtual asset business models. Register for the webcast: hubs.ly/Q04B3WYT0
1
37
As private markets firms grow, compliance, operations, and distribution need to scale with them. Join ACA on October 20 for a cross-functional discussion on what’s changing—and what firms should consider as they prepare to scale. Register now: hubs.ly/Q04B3WgJ0
23
Year-end regulatory demands can expose compliance capacity gaps. Explore four signs your compliance team may need interim support: hubs.ly/Q04zYwXx0
17
Is your broker-dealer prepared for year-end? Join ACA and industry leaders for guidance on key obligations for the 2026 close and 2027 planning. Register: hubs.ly/Q04zLM3H0
1
31
You locked the doors. You checked the windows. But what about the entrance you didn’t know existed? See what an attacker might see. Explore ACA’s latest cyber risk insights: hubs.ly/Q04zLkV20
35
Efficiency does not always equal resilience. ACA’s 2026 COO Priorities Survey reveals how investment operations leaders are addressing capacity constraints, legacy technology, AI adoption, and third-party oversight. Download the report: hubs.ly/Q04zDWsx0
1
1
26
FCA CP26/34 gives firms an early view of the proposed guidance, transitional provisions, schema, and validation rules shaping UK transaction reporting reform. The consultation closes 6 November 2026. Read the alert: hubs.ly/Q04zBzvj0
80
The FCA estimates its UK MiFIR transaction reporting reforms could save firms more than £100 million annually. But savings will not be automatic. Find out what firms need to consider to realise them: hubs.ly/Q04zbYt_0 #TransactionReporting #MiFIR #FCA
1
43
The SEC is focused on how firms govern AI use: policies, supervision, inventories, training, and accurate public representations. How is your firm approaching AI adoption? Watch the replay: hubs.ly/Q04zbTN00
43
Join ACA and @ConfluenceTech for a practical discussion on building a compliance operating model that supports sustainable growth. 📅 October 15, 2026 |⏰ 11:00 AM-12:00 PM ET Reserve your spot: hubs.ly/Q04yNGfb0
29
Not every cybersecurity threat announces itself. Some are already lurking in the shadows. 👻 For Cybersecurity Awareness Month, we’re shining a light on the risks that can hide beneath the surface. Put your defenses to the test: hubs.ly/Q04yNxpr0
56
AI adoption is accelerating across wealth managers. Is governance keeping pace? At @FutureProof_HQ, ACA's Carlo di Florio shared three priorities: deliver measurable AI value, build strong governance, and be ready to explain your AI program. Learn more: hubs.ly/Q04yMysp0
30
Growth exposed key-person risk in this $2 billion asset manager’s GIPS® program. See how one COO addressed key-person risk while building a more resilient and scalable performance reporting model: hubs.ly/Q04yG4PY0
30