Founding partner of Compliance Risk Concepts (“CRC”), a management consulting organization focused on the intersection of Regulatory Compliance and Technology.
New York, NY
Joined February 2012
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To my friends and colleagues: Please follow my corporate Twitter page: @C_R_Concepts Thanks!
Great Report by Thomson Reuters Accelus Team providing meaningful statistics as well as, leading and key risk indica…lnkd.in/dcE6RwJ
FINRA CYBER-SECURITY SWEEP: Please read attached CRC Alert for further details. lnkd.in/dxTrvKR
Salaries for top compliance executives can pass $2 million in bullish job market....
My Partner, Jason Wachtel was …lnkd.in/d8XGjfa
I love the simplicity of this statement. What still amazes me is that many companies and individuals still don't ge…lnkd.in/dZnhqQg
In 2014, FINRA will continue to assess through examinations / targeted investigations whether a firm’s testing / con…lnkd.in/d-uKDTa
Thanks to our friends at OpenMoves and our SEO, Social Media and Marketing Efforts - Compliance Risk Concepts is now…lnkd.in/U2DbCg
Exciting Career Opportunity - Director of Equity Capital Markets (ECM) Origination, Syndicate and Special Equities Compliance
7 years o…
Is it possible to proactively identify new #risk patterns in ever-increasing volumes of data? Share in the discussio…lnkd.in/b3DgTpi
For our "Spinal Tap" Fans - The CRC team always goes to "11"! Please consider us for all your compliance support nee…lnkd.in/b63EYpe
New Bank Compliance Officer Opportunity:
The Sr. Compliance Officer will be responsible for supervising the compliance function of a banki…
Funds Compliance Leader Opportunity - Generous Compensation Package and Relocation offered...
The Funds Compliance Leader, will serve as t…
Great Broker--Dealer CCO Opportunity:
Our client is seeking a seasoned B/D Chief Compliance Officer.
Lead a department of Compliance pro…