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NEOS Shareholders: Your Vote Matters!
If you have not already voted, please call Alliance Advisors at 1-866-206-8173. The process is quick and easy. For more information and to hear from NEOS Co-Founders, please visit neosfunds.com/vote.
October 2026 Monthly Distribution Information for the NEOS High Income ETF Suite
Important Disclosures:
This material must be preceded or accompanied by a prospectus. To view the prospectus for each ETF, visit: www2.neosfunds.com/High-Inco…
ETF Fund Pages with Standardized Performance:
neosfunds.com/SPYI
neosfunds.com/QQQI
neosfunds.com/IWMI
neosfunds.com/BTCI
neosfunds.com/IYRI
neosfunds.com/IAUI
neosfunds.com/NIHI/
neosfunds.com/NEHI/
neosfunds.com/MLPI/
neosfunds.com/SLVI/
Distributions made by the Funds have been classified as a return of capital and may be comprised of option premiums, dividends, capital gains, and interest payments. Please see the 19a-1 notices for an estimated breakdown of monthly distributions on each Fund's page. Distributions are not guaranteed.
*The Advisor has contractually agreed to keep the net expenses of IWMI from exceeding 0.68% of the Fund's average daily net assets through May 1, 2027 and the net expenses of NIHI from exceeding 0.68% of the Fund's average daily net assets through May 1, 2027 subject to approval of the agreement by the Board. Without the fee waiver IWMI’s expenses would be 0.76% and NIHI’s expenses would be 0.75%. BTCI’s total annual fund operating expenses are 0.99%.
**30-day SEC Yield is calculation based on a formula mandated by the Securities and Exchange Commission (SEC) that calculates a fund's hypothetical annualized income, as a percentage of its assets. A security's income, for the purposes of this calculation, is based on the current market yield to maturity (in the case of bonds) or projected dividend yield (for stocks) of the fund's holdings over a trailing 30-day period. This hypothetical income will differ (at times, significantly) from the fund's actual experience; as a result, income distributions from the fund may be higher or lower than implied by the SEC yield. It is important to note that 30-Day SEC Yield does not include income received from option selling. The data reflects the most recent month-end (09/30/2026). The Unsubsidized 30-day SEC Yield represents what a fund’s 30-day SEC yield would be had no fee waiver been in place over the reporting period. IWMI = 0.52% and NIHI = 2.75%.
Distribution Rate: The annualized rate an investor would receive if the Fund’s most recent distribution remained constant. It reflects a single distribution, not the Fund’s total return, and is calculated by annualizing the most recent distribution (multiplying by 12) and dividing by the Fund’s most recent ex-date NAV.
BTCI turns 2 🎂
The NEOS Bitcoin High Income ETF (BTCI) seeks to offer high monthly income and upside potential through efficient exposure to Bitcoin, packaged into a single ETF. Explore BTCI at neosfunds.com/btci/
October 2026 Monthly Distribution Information for the NEOS Enhanced Fixed Income ETF Suite
Important Disclosures:
This material must be preceded or accompanied by a prospectus. To view the prospectus for each ETF, visit: www2.neosfunds.com/Enhanced-…
ETF Fund Pages with Standardized Performance:
neosfunds.com/BNDI
neosfunds.com/HYBI
neosfunds.com/CSHI
neosfunds.com/TLTI
Distributions made by the Funds have been classified as a return of capital and may be comprised of option premiums, dividends, capital gains, and interest payments. Please see the 19a-1 notices for an estimated breakdown of monthly distributions on each Fund's page. Distributions are not guaranteed.
*The Advisor has contractually agreed to keep the net expenses of BNDI from exceeding 0.58% and HYBI from exceeding 0.68% of each Fund's average daily net assets through September 30, 2026, subject to approval of the agreement by the Board. Without the fee waiver, BNDI’s expenses would be 0.61% and HYBI’s expenses would be 0.72%.
**30-day SEC Yield is calculation based on a formula mandated by the Securities and Exchange Commission (SEC) that calculates a fund's hypothetical annualized income, as a percentage of its assets. A security's income, for the purposes of this calculation, is based on the current market yield to maturity (in the case of bonds) or projected dividend yield (for stocks) of the fund's holdings over a trailing 30-day period. This hypothetical income will differ (at times, significantly) from the fund's actual experience; as a result, income distributions from the fund may be higher or lower than implied by the SEC yield. It is important to note that 30-Day SEC Yield does not include income received from option selling. The data reflects the most recent month-end (09/30/2026). The Unsubsidized 30-day SEC Yield represents what a fund’s 30-day SEC yield would be had no fee waiver been in place over the reporting period. HYBI = 4.95% and BNDI = 3.62%.
Distribution Rate: The annualized rate an investor would receive if the Fund’s most recent distribution remained constant. It reflects a single distribution, not the Fund’s total return, and is calculated by annualizing the most recent distribution (multiplying by 12) and dividing by the Fund’s most recent ex-date NAV.
October 2026 Monthly Distribution Information for the NEOS Boosted High Income ETF Suite
Important Disclosures:
This material must be preceded or accompanied by a prospectus. To view the prospectus for each ETF, visit: www2.neosfunds.com/Boosted-H…
ETF Fund Pages with Standardized Performance:
neosfunds.com/XBCI
neosfunds.com/XQQI
neosfunds.com/XSPI
Distributions made by the Funds have been classified as a return of capital and may be comprised of option premiums, dividends, capital gains, and interest payments. Please see the 19a-1 notices for an estimated breakdown of monthly distributions on each Fund's page. Distributions are not guaranteed.
*30-day SEC Yield is calculation based on a formula mandated by the Securities and Exchange Commission (SEC) that calculates a fund's hypothetical annualized income, as a percentage of its assets. A security's income, for the purposes of this calculation, is based on the current market yield to maturity (in the case of bonds) or projected dividend yield (for stocks) of the fund's holdings over a trailing 30-day period. This hypothetical income will differ (at times, significantly) from the fund's actual experience; as a result, income distributions from the fund may be higher or lower than implied by the SEC yield. It is important to note that 30-Day SEC Yield does not include income received from option selling. The data reflects the most recent month-end (09/30/2026).
Distribution Rate: The annualized rate an investor would receive if the Fund’s most recent distribution remained constant. It reflects a single distribution, not the Fund’s total return, and is calculated by annualizing the most recent distribution (multiplying by 12) and dividing by the Fund’s most recent ex-date NAV.
Launching today, SLVI. For more information visit, neosfunds.com/slvi/
☀️ NEOS Investments at Future Proof Festival!
What better place to talk innovation in wealth management than Huntington Beach? 🌴
Our NEOS team had a great time connecting with advisors and industry leaders at @FutureProof_HQ! Plus our very own Wes Mathews took the ETF Oasis stage for an insightful conversation with @LaraCrigger on the growing role of options-based ETFs.
From pursuing monthly income to adding flexibility and diversification to portfolios, options-based strategies are becoming an increasingly important part of the conversation with today’s investors.
Thank you to everyone who connected with the NEOS team! 🚀
#FutureProof #NEOSInvestments #ETFs #OptionsBasedETFs #FinancialAdvisors #WealthManagement #Innovation
HYBI turns 2 🎂
The NEOS Enhanced Income Credit Select ETF (HYBI) seeks to offer an enhanced income approach to high-yield credit investing. Explore HYBI at neosfunds.com/hybi/.
September 2026 Monthly Distribution Information for the NEOS Hedged Equity Income ETF Suite
Important Disclosures:
This material must be preceded or accompanied by a prospectus. To view the prospectus for each ETF, visit: www2.neosfunds.com/Hedged-Eq…
ETF Fund Pages with Standardized Performance:
neosfunds.com/QQQH
neosfunds.com/SPYH
neosfunds.com/NLSI
Distributions made by the Funds have been classified as a return of capital and may be comprised of option premiums, dividends, capital gains, and interest payments. Please see the 19a-1 notices for an estimated breakdown of monthly distributions on each Fund's page. Distributions are not guaranteed.
*The total annual fund operating expenses of NLSI are 2.89%, comprised of a 0.98% management fee and 1.91% of other expenses including dividend, interest and brokerage expenses on short positions based on estimated amounts for the Fund's current fiscal year.
*30-day SEC Yield is calculation based on a formula mandated by the Securities and Exchange Commission (SEC) that calculates a fund's hypothetical annualized income, as a percentage of its assets. A security's income, for the purposes of this calculation, is based on the current market yield to maturity (in the case of bonds) or projected dividend yield (for stocks) of the fund's holdings over a trailing 30-day period. This hypothetical income will differ (at times, significantly) from the fund's actual experience; as a result, income distributions from the fund may be higher or lower than implied by the SEC yield. It is important to note that 30-Day SEC Yield does not include income received from option selling. The data reflects the most recent month-end (08/31/2026).
Distribution Rate: The annualized rate an investor would receive if the Fund’s most recent distribution remained constant. It reflects a single distribution, not the Fund’s total return, and is calculated by annualizing the most recent distribution (multiplying by 12) and dividing by the Fund’s most recent ex-date NAV.
NEOS Shareholders – Your Vote is Needed! Watch Episode 19 of the Monthly Income Podcast to learn more about the current shareholder voting process and why we’re excited for our next chapter as we prepare to join Goldman Sachs Asset Management.
youtu.be/OaTIpK56vwc?si=mpie…
September 2026 Monthly Distribution Information for the NEOS High Income ETF Suite
Important Disclosures:
This material must be preceded or accompanied by a prospectus. To view the prospectus for each ETF, visit: www2.neosfunds.com/High-Inco…
ETF Fund Pages with Standardized Performance:
neosfunds.com/SPYI
neosfunds.com/QQQI
neosfunds.com/IWMI
neosfunds.com/BTCI
neosfunds.com/IYRI
neosfunds.com/IAUI
neosfunds.com/NIHI/
neosfunds.com/NEHI/
neosfunds.com/MLPI/
Distributions made by the Funds have been classified as a return of capital and may be comprised of option premiums, dividends, capital gains, and interest payments. Please see the 19a-1 notices for an estimated breakdown of monthly distributions on each Fund's page. Distributions are not guaranteed.
*The Advisor has contractually agreed to keep the net expenses of IWMI from exceeding 0.68% of the Fund's average daily net assets through September 30, 2026 and the net expenses of NIHI from exceeding 0.68% of the Fund's average daily net assets through September 10, 2026 subject to approval of the agreement by the Board. Without the fee waiver IWMI’s expenses would be 0.76% and NIHI’s expenses would be 0.75%. BTCI’s total annual fund operating expenses are 0.99%.
**30-day SEC Yield is calculation based on a formula mandated by the Securities and Exchange Commission (SEC) that calculates a fund's hypothetical annualized income, as a percentage of its assets. A security's income, for the purposes of this calculation, is based on the current market yield to maturity (in the case of bonds) or projected dividend yield (for stocks) of the fund's holdings over a trailing 30-day period. This hypothetical income will differ (at times, significantly) from the fund's actual experience; as a result, income distributions from the fund may be higher or lower than implied by the SEC yield. It is important to note that 30-Day SEC Yield does not include income received from option selling. The data reflects the most recent month-end (08/31/2026). The Unsubsidized 30-day SEC Yield represents what a fund’s 30-day SEC yield would be had no fee waiver been in place over the reporting period. IWMI = 0.46% and NIHI = 2.66%.
Distribution Rate: The annualized rate an investor would receive if the Fund’s most recent distribution remained constant. It reflects a single distribution, not the Fund’s total return, and is calculated by annualizing the most recent distribution (multiplying by 12) and dividing by the Fund’s most recent ex-date NAV.
NIHI turns 1 🎂
The NEOS MSCI EAFE High Income ETF (NIHI) seeks tax efficient monthly income and upside potential from exposure to international equities.
Explore NIHI at neosfunds.com/nihi/
Explore NEOS Gold High Income ETF (IAUI), an award-winning ETF that seeks to offer exposure to physical gold + high monthly income potential. Download the brochure to learn more neosfunds.com/wp-content/upl…
September 2026 Monthly Distribution Information for the NEOS Enhanced Fixed Income ETF Suite
Important Disclosures:
This material must be preceded or accompanied by a prospectus. To view the prospectus for each ETF, visit: www2.neosfunds.com/Enhanced-…
ETF Fund Pages with Standardized Performance:
neosfunds.com/BNDI
neosfunds.com/HYBI
neosfunds.com/CSHI
neosfunds.com/TLTI
Distributions made by the Funds have been classified as a return of capital and may be comprised of option premiums, dividends, capital gains, and interest payments. Please see the 19a-1 notices for an estimated breakdown of monthly distributions on each Fund's page. Distributions are not guaranteed.
*The Advisor has contractually agreed to keep the net expenses of BNDI from exceeding 0.58% and HYBI from exceeding 0.68% of each Fund's average daily net assets through September 30, 2026, subject to approval of the agreement by the Board. Without the fee waiver, BNDI’s expenses would be 0.61% and HYBI’s expenses would be 0.72%.
**30-day SEC Yield is calculation based on a formula mandated by the Securities and Exchange Commission (SEC) that calculates a fund's hypothetical annualized income, as a percentage of its assets. A security's income, for the purposes of this calculation, is based on the current market yield to maturity (in the case of bonds) or projected dividend yield (for stocks) of the fund's holdings over a trailing 30-day period. This hypothetical income will differ (at times, significantly) from the fund's actual experience; as a result, income distributions from the fund may be higher or lower than implied by the SEC yield. It is important to note that 30-Day SEC Yield does not include income received from option selling. The data reflects the most recent month-end (08/31/2026). The Unsubsidized 30-day SEC Yield represents what a fund’s 30-day SEC yield would be had no fee waiver been in place over the reporting period. HYBI = 6.10% and BNDI = 3.50%.
Distribution Rate: The annualized rate an investor would receive if the Fund’s most recent distribution remained constant. It reflects a single distribution, not the Fund’s total return, and is calculated by annualizing the most recent distribution (multiplying by 12) and dividing by the Fund’s most recent ex-date NAV.
Looking to boost your income portfolio? Explore the NEOS Boosted High Income ETF brochure to learn more about our approach to seeking higher income with enhanced market participation bit.ly/4c9WA8Q
The use of leverage by the Funds, such as through the use of options, will cause the Fund to incur additional expenses and magnify the Fund’s gains or losses. Relatively small market movements may result in large changes in the value of leveraged position and can result in losses that greatly exceed the amount originally invested.
The NEOS MLP & Energy Income ETF (MLPI) seeks to offer investors exposure to the energy infrastructure sector with an options-based strategy designed to seek high monthly income, tax efficiency and upside potential. Explore the MLPI brochure for more details bit.ly/4cu5COj
September 2026 Monthly Distribution Information for the NEOS Boosted High Income ETF Suite
Important Disclosures:
This material must be preceded or accompanied by a prospectus. To view the prospectus for each ETF, visit: www2.neosfunds.com/Boosted-H…
ETF Fund Pages with Standardized Performance:
neosfunds.com/XBCI
neosfunds.com/XQQI
neosfunds.com/XSPI
Distributions made by the Funds have been classified as a return of capital and may be comprised of option premiums, dividends, capital gains, and interest payments. Please see the 19a-1 notices for an estimated breakdown of monthly distributions on each Fund's page. Distributions are not guaranteed.
*30-day SEC Yield is calculation based on a formula mandated by the Securities and Exchange Commission (SEC) that calculates a fund's hypothetical annualized income, as a percentage of its assets. A security's income, for the purposes of this calculation, is based on the current market yield to maturity (in the case of bonds) or projected dividend yield (for stocks) of the fund's holdings over a trailing 30-day period. This hypothetical income will differ (at times, significantly) from the fund's actual experience; as a result, income distributions from the fund may be higher or lower than implied by the SEC yield. It is important to note that 30-Day SEC Yield does not include income received from option selling. The data reflects the most recent month-end (08/31/2026).
Distribution Rate: The annualized rate an investor would receive if the Fund’s most recent distribution remained constant. It reflects a single distribution, not the Fund’s total return, and is calculated by annualizing the most recent distribution (multiplying by 12) and dividing by the Fund’s most recent ex-date NAV.















