We help #financial service organizations manage their #compliance operations with #FirmElement training, #disclosure tracking & branch #audit solutions.

Milwaukee, WI
Joined October 2009
Leave the last-minute scares to Halloween movies. Get your CE plans squared away with 15% off IAR CE and all other designation CE. Use code GHOST26 at checkout from 10/26–10/31. A little less fright, a little more foresight. #IARCE #HalloweenDiscount #QuestCE
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Day 1 at NSCP 2026! 🎉 Allison Byrne, Sam Mathison, and Matt Farley are ready to kick things off in Orlando. Stop by Booth #3 to meet the Quest CE team, talk compliance technology, and pick up some of our newest conference swag while you’re there. 👀
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Vendor cybersecurity is an ongoing compliance responsibility. Our new IA Micro-Learning course covers third-party risk, Reg S-P vendor requirements, and emerging technology risks like AI. Learn more: hubs.ly/Q04B1fQk0 #Cybersecurity #IAMicroLearning #RegSP
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The only drama we want is documented, reviewed, and properly disclosed. 💅 Meet The Real Housewives of Compliance tee, making its debut at NSCP 2026! Find yours at Booth #3 while supplies last. #NSCP2026 #QuestCE
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Q4 moves fast. 👀 Now’s the time to check what’s outstanding, what’s coming due, and what needs attention before year-end. A little progress in October can save a lot of scrambling in December. Finish Q4 strong: hubs.ly/Q04ylVNx0 #Compliance #Q4 #QuestCE
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Information barriers help protect sensitive information across the firm. Our newest course covers key safeguards, common violations, and how to escalate concerns appropriately. Learn more: hubs.ly/Q04B1cBf0 #FirmElement #NewTraining #ContinuingEducation
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Do your firm members understand the SEC Custody Rule? Our newest course covers custody requirements, qualified custodians, safeguards, and escalation procedures. Learn more in our press release: hubs.ly/Q04B19bj0 #FirmElement #SEC #NewTraining
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The “quick question” somehow always comes with three follow-ups, a policy to check, and something to document. 😂 Compliance pros, you know the drill. What’s your version of the never-quick question? #Compliance #QuestCE
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A summer well spent. 🌱❤️ Throughout the summer, several groups from Quest CE traded their desks for the fields and spent time volunteering at the Hunger Task Force Farm. A few snapshots from our days at the farm! 📸
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We’re excited to welcome Alex to Quest CE as our new Senior Backend Developer! 👋 Alex brings 14 years of software engineering experience and expertise in building scalable, reliable backend systems. Welcome to the team, Alex! 🎉 #NewHire #QuestCE
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Cash account violations can start with overlooked details. Our newest course covers freeriding, good faith violations, settlement mismatches, and steps that can help keep customer accounts compliant. Learn more: hubs.ly/Q04ylT1j0 #FirmElement #CashAccountViolations
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We're heading to Orlando, Florida, Oct. 25–28, for this year's NSCP National Conference. ✈️ Come find us at Booth #3 to talk compliance technology, see what's new at Quest CE. We can't wait to see you there, and yes, we're bringing the shirts...
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Happy National Techies Day! 💻 (Well, technically tomorrow.) We’re celebrating the teams who build, improve, and support the technology behind Quest CE. Great compliance technology starts with great people behind it! #NationalTechiesDay #QuestCE
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Securities lending comes with important risks and regulatory obligations. Our newest course covers securities-based lending, fully paid securities lending, key risks, and communication standards. Learn more: hubs.ly/Q04ylRxz0 #FirmElement #SecuritiesLending
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Something new is swinging into conference season... 🕸️ Meet our Your Friendly Neighborhood Compliance Team tee! Find it at NSCP 2026 while supplies last. Stop by Quest CE Booth #3 and grab yours! #NSCPAnnualConference #QuestCE
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National Compliance Officer Day is tomorrow! 🎉 Celebrate with a Quest CE T-shirt giveaway. 👕 ❤️ Tag a compliance officer OR comment ❤️ if it’s you 👕 Follow Quest CE to enter One winner gets a Quest CE tee of their choice! #NationalComplianceOfficerDay #Giveaway
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Good #compliance decisions matter. So does being able to show how and why they were made. Clear #documentation creates a record of reviews, approvals, and actions that compliance teams can reference when questions arise. 👉 Learn how #QuestCE can help: hubs.ly/Q04tJ_hb0
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Today we're celebrating the people who somehow always know what to do when the rest of us say, "It's not working." 💻👏 Happy National IT Professionals Day to our incredible IT team. #ITProfessionalsDay #QuestCE #Technology
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Research analysts face competing interests daily. Our latest course covers conflict management, disclosure requirements, and the procedures that protect research independence. Learn more in our press release: hubs.ly/Q04tKrxB0 #NewCourse #ResearchAnalysts #FirmElement
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Quest-ion of the Month! Where does your compliance team spend more time than you think it should? Training administration? Disclosures? Audits? Reporting? Something else? 💬 We want to hear it. #Quest-ion #Compliance #IHeartCompliance
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