Excited to share that David Brown, host of Wondery's hit podcast "Business Wars”, will be RegEd’s keynote speaker at RCA 2020, our annual client conference, April 20-22 in Fort Lauderdale. Check out the latest Business Wars saga #…lnkd.in/eAD7QxV lnkd.in/e8fMcsV

Concise summary on three lines of defense and their intersection. An oldie but goodie thanks to @lynfarrell Treliant #Compliance #ComplianceManagement, #threelinesofdefense lnkd.in/efCUqNq

#RCA2015 #NARAB II must deliver benefits to both producer and firm to deliver promised benefit.

Wisdom from @RegEd's #RCA2015 on communication to reps regarding #OBAs - “we’re not looking over your shoulder, we’re watching your back.”

We LOVE #SILA2014! Happy 25th anniversary!

SCORE for Compliance creates a defensible set of criteria for actionable supervision. #FINRA #Compliance #RegEdCA